Baylor University Poage Library

Box 6: Jan. '88 - Apr. '90


Series : CFTC correspondence

Sub-series : Correspondence Chronological

Boxes 6: 25 folders

Box

File

Folder Title

Folder Sub-title

Correspondence*

Year

6

1

CFTC

Correspondence, January

• Correspondence :

- Bell , F. Daniel , III, Department of the Secretary of State, Securities Division ;

- Damgard , John A., Futures Industry Assoc. ;

- Fuchs, Lawrence H. , Department of Banking and Finance ;

- Hanbury, Marshall ;

- Seale, William ;

- Smith, Arlo , DA, San Francisco ;

- Tosini , Paula , Off-Exchange Task Force ;

1988

6

2

CFTC

Correspondence, February

• Correspondence :

- Smith, Arlo , DA, San Francisco ;

- Stearns, Kathryn , Washington Post ;

- Tosini, Paula , Marshall Hanbury, Off-Exchange Task Force

1988

6

3

CFTC

Correspondence, March

• Correspondence :

- Braude, Michael , Kansas City Board of Trade ;

- Brodsky, William J., Chicago Mercantile Exchange ;

- Brody, Alan , Commodity Exchange ;

- Clement, James H. , Jr., Texas Business Hall of Fame Foundation ;

- Corn, Bennett, Coffee, Sugar & Cocoa Exchange ;

- Donovan, Thomas R. , Chicago Board of Trade ;

- Feigin, Philip A. , Division of Securities ;

- Fuchs, L. H. , Dept. of Banking and Finance

- Gramm, Wendy , CFTC Chairman ;

- Hanbury, Marshall , General Counsel ;

- Horowitz, Lewis J., New York Futures Exchange ;

- McFadden, Rosemary T., NY Mercantile Exchange ;

- Murchison, Brian, Washington & Lee University ;

- Newberry, Warren , Texas Farm Bureau ;

- O'Neill, Joseph J., New York Cotton Exchange ;

- Prospere, Peyton , Assistant Secretary of State ;

- Smith, Arlo , DA, San Francisco ;

- Staloff, Arnold , Philadelphia Board of Trade ;

- Tattersall, Paul A., Minneapolis Grain Exchange ;

1988

6

4

CFTC

Correspondence, April

• Correspondence :

- Akaka, Daniel K. , MC ;

- Baca, Tom , Regulation and Licensing Department

- Bender, Christine W., Department of Corporations ;

- Corcoran, Andrea , Trading & Markets ;

- Damgard, John A. , Futures Industry Association

- Durbin, Richard J. , MC ;

- Feigin, Philip A. , Division of Securities ;

- Foster, Robert B. , MC ;

- Fuchs, Lawerence H., Dept. of Banking & Finance ;

- Hamm, Steven W. , SC Department of Consumer Affairs ;

- Hanbury, Marshall , General Counsel ;

- Kelley, Frank J. , Attorney General, MI ;

- Klejna, Dennis , Enforcement ;

- Myers, John T. , MC ;

- Skeen, Joe , MC ;

- Smith, Arlo , DA, San Francisco ;

- Smith, Neal , MC ;

- Tosini, Paula , Economic Analysis ;

- Valukas, Anton R. , USGA, Northern IL ;

- Watkins, Wes , MC ;

1988

6

5

CFTC

Correspondence, May

• Correspondence :

- Abram, Christine D. ;

- Cherry , J. Russell ;

- Dittmer, Thomas H. , Refco ;

- Fuchs, L. H., Department of Banking and Finance ;

- Haynes, Michael R., Heritage Capital Corp. ;

- Jones, Anthony D.

- Leahy, Patrick , US Senate ;

- Leath, Marvin , MC ;

- Mendelson, Mark, Fountain Square Stamp & Coin ;

- Murchison, Brian C. , Washington and Lee Univ. ;

- Rosenzweig, Kenneth M. , Schiff, Hardin & Waite ;

- Segermark, Howard , Industry Council for Tangible Assets ;

- Wilmouth, Robert K., National Futures Assoc.

1988

6

6

CFTC

Correspondence, June

• Correspondence : Many of these letters are letters of appreciation for those who supported West's nomination to the CFTC.

- Alexander, Bill , MC ;

- Archer, Bill , MC ;

- Avant, Gayle R. , Baylor ;

- Bailey, Fred , Bailey & Associates;

- Baize, John, American Soybean Association ;

- Ball, William L. , III, Secretary of the Navy ;

- Barnard, Doug , Jr, MC ;

- Bender, Christine W., Department of Corporations ;

- Bentsen, Lloyd , Senator ;

- Bond, Christopher S. , Senator ;

- Boutwell, Wayne A., National Council of Farmer Cooperatives ;

- Braude, Michael , Kansis City Board of Trade ;

- Broadsky, William J., Chicago Mercantile Exchange

- Cernich, Thomas G., Kansas City Board of Trade ;

- Clanton, Brandolyn , SC Consumer Affairs ;

- Clayton, Marty , Office of Lloyd Bentsen ;

- Conrad, Kent , Senator ;

- Crane, Philip , MC ;

- Damgard, John A. , Futures Industry Association ;

- Danforth, John C. , Senator ;

- de la Garza, Kika , MC ;

- Dole, Robert J. , Senator ;

- Donovan, Thomas , Chicago Board of Trade ;

- Dowdy, Wayne , MC ;

- English, Glenn , MC ;

- Feigin, Philip A. , Division of Securities ;

- Fink, Robert E. , Commodity Exchange ;

- Frazier, Charles L., National Farmers Organization

- Fuchs, Lawrence H. , Dept. of Banking & Finance ;

- Gaydos, Joseph M .,MC ;

- Gillen, Neal P. , American Cotton Shippers ;

- Giordano, Nicholas A., Philadelphia Stock Exchange

- Glickman, Dan , MC ;

- Gray, Kenneth J. , MC ;

- Hanbury, Marchall , Off-Exchange Task Force

- Harris, Claude , MC ;

- Hatcher, Charles , MC ;

- Hefner, W. G. , MC ;

- Huckaby, Jerry , MC ;

- Isaacson, Robert L., Commodity Investment Consultants ;

- Jarecki, Henry G. , Mocatta Metals ;

- Jean-Baptiste, Antonio ;

- Jeffords, James M. , MC ;

- Jenkins, Ed , MC ;

- Jones, Ed , MC .

- Jones, Walter B. , MC ;

- Jontz, Jim , MC ;

1988

6

6

CFTC

Correspondence, June

[continued]

- Kelley, Frank J. , Department of the AG ;

- Latham, Richard D. , State Securities Board ;

- Lowerre, Robert T. , E.A. Jaenke & Associates ;

- Melamed, Leo , Chicago Mercantile Exchange ;

- Meyer, James C. , North American Securities Administrators ;

- Mihaly, Orestes J., Merrill Lynch ;

- Miller, James L. , National Association of Wheat Growers ;

- Mollohan, Alan B. , MC ;

- Montgomery, G. V. , MC ;

- Nebeker, Frank Q. , Office of Governmetn Ethics ;

- Newberry, Warren , Texas Farm Bureau ;

- Nichols, Bill , MC ;

- Pickett, Owen B. , MC ;

- Poteet, Bob , Texas Cotton Association ;

- Price, David E. , MC ;

- Rich, Laurie M., Office of Phil Gramm ;

- Richardson, Bill , MC ;

- Rose, Charlie , MC ;

- Sandner, John , Chicago Mercantile Exchange ;

- Skelton, Ike , MC ;

- Smith, Arlo , DA, San Francisco ;

- Sorkin, Martin ;

- Stallings, Richard H. , MC ;

- Symms, Steve , Senator ;

- Tallon, Robin , MC ;

- Tharp, William C. , Roundtree Cotton Association ;

- Thone, Charles , Erickson & Sederstrom ;

- Tosini, Paula , Off-Exchange Task Force ;

- Udall, Morris K. , MC ;

- Valentine, Tim , MC ;

- Valukas, Anton R. , US Attorney ;

- Vander Jagt, Guy , MC ;

- Warner, John , Senator ;

- West, Michael A. , Kansas City Board of Trade ;

- Wheat, Alan , MC ;

- Whitten, Jamie L. , MC ;

- Wilmouth, Robert K., National Futures Association

- Woodland, DeVon R., National Farmers Organizatio

- Yatron, Gus , MC

1988

6

7

CFTC

Correspondence, July

• Correspondence :

- DiGiammarino, Frank ;

- Pena, Bert R. , Staff Director, House Committee on Agriculture ;

- Thompson, Bob , Amanda Stephens, Thompson & Company.

1988

6

8

CFTC

Correspondence, August

• Correspondence :

- Ackerman, Kenneth, Special Counsel Senate Ag Com ;

- Auer, Lois, Staff Charles Stenholm ;

- Avant, Gayle R., Baylor.

- Bell, F. Daniel, III, Wyrick, Robbins, Yates & Ponton ;

- Bender, Christine W., Department of Corporations ;

- Binion, Nancy, Chicago Board of Trade ;

- Brodsky, William J., Chicago Mercantile Exchange ;

- Brooks, Jack, MC ;

- de la Garza, Kika, MC ;

- Gramm, Wendy, CFTC ;

- Hare, Celia, Office of Kika de la Garza;

- Hendricks, William C., III, Department of Justice ;

- Hennington, Dayle, Chicago Mercantile Exchange ;

- Hennington, Julie, American Association of Crop Insurers ;

- Horan, Anthony, Bankers Trust ;

- Levinson, Alan, Bankers Trust ;

- Lynam, Marshall ;

- McDavid, William, Bankers Trust ;

- Milam, Renee, American Newspaper Publishers ;

- Page, Anne M., Staff James C. Wright ;

- Pena, Bert, ;

- Powell, Dianne, Staff Ag Com ;

- Rosen, Jeffrey S., Rosen & DeMartino ;

- Russo, Thomas, Cadwalader, Wickersham & Taft ;

- Segermark, IHoward, ndustry Council for Tangible Assets ;

- Stenholm, Charles W., MC ;

- Turner, Terry, Bankers Trust ;

- Walser, FLeroy, ederal Interagency Committee on Education ;

- Wright, James C., Speaker House ;

1988

6

9

CFTC

Correspondence, September

• Correspondence :

- Agenda, Advisory Committee on CFTC-State Cooperation, 04/11/89

- Bower, Geraline L., Off of Consumer Affairs ;

- Carver, G. Allen, U.S. Dept. of Justice ;

- Clanton, Brandy, SC Consumer Affairs ;

- Curiskis, Juris ;

- Drewry, Beth, Clerk, Supreme Court, VA ;

- Feigin, Philip A , Division of Securities ;

- Fuchs, Lawrence H. , Dept of Banking & Finance ;

- Genick, Michael, ANPA/CBI ;

- Gologly, Daniel, Office U.S. AG ;

- Gramm, Wendy, Kalo Hineman, Bob Davis, CFTC RE: Kent Law conference ;

- Hathaway, Kate , Off of Comm and Ed Services ;

- Kleja, Dennis, Division of Enforcement CFTC ;

- Latham, Richard D. , State Securities Board ;

- Leslie, Doug, Background material for Commodity Club luncheon ;

- Mays, Glynn L., Off ice of General Counsel ;

- Mihaly, Orestes J. , Merrill Lynch ;

- O'Keefe, Dennis, Division of Enforcement ;

- Segermark, Howard, Industry Council for Tangible Assets ;

- Smith, Arlo, DA San Francisco ;

- Walser, F. LeRoy , Fed Interagency Comon Ed;

- Wilmouth, Robert K. , National Futures Assoc ;

1988

6

10

CFTC

Correspondence, October

• Correspondence :

- Baldwin, John C., Utah Securities Div ;

- Bender, Christine W., Dept of Corporations ;

- Bishop, Frank ;

- Bower, Geraldine L., US Off Consumer Affairs ;

- Carver, G. Allen, US Dept of Justice ;

- Clanton, Brandolyn, SC Consumer Affairs.

- Damgard, John A., Futures Ind ustry Assoc ;

- Feigin, Philip A, Div of Securities ;

- Fuchs, Lawrence H., Dept of Banking & Finance ;

- Gaine, John G., Landfield, Becker & Breen ;

- Genick, Michael, ANPA/CBI ;

- Goettsch, Craig, Div of Securities ;

- Gramm, Wendy, CFTC ;

- Hanbury, Marshall, General Counsel RE Potential distribution of funds obtained ... ;

- Holderman, Mark V., Ohio Div of Securities ;

- Jones, Ed, MC ;

- Kelley, Frank J. , Attorney General ;

- Klejna, Dennis, Div of Enforcement ;

- Latham, Richard B., Securities Commissioner ;

- Luthringshausen, Wayne, Options Clearning Corp.

- Mackay, Robert, Chief of Staff, re report to Congress on Leverage Transactions

- Mahlmann, Karsten, Chicago Board of Trade ;

- Mihaly, Orestes J., Merrill Lynch ;

- Miller, Richard A., Newman, Tannenbaum, Helpern, Syracuse & Hirschritt ;

- Nolan, John, Office of Proceedings ;

- Ramirez, Paul M. ;

- Russo, Thomas, Cadwalander, Wickersham & Taft ;

- Seeger, Charles M. III, Chicago Mercantile Ex ;

- Segermark, Howard, Industry Council for Tangible Assets ;

- Shaver, Barbara, VA State Bar ;

- Smith, Arlo , DA, San Francisco ;

- Spruill, William G. , Office of Proceedings ;

- Valukas, Anton R., US Attorney, northern IL ;

- Walser, F. Leroy, Fed Interagency Com on Ed ;

- Wilmouth, Robert K, National Futures Assoc

1988

6

11

CFTC

Correspondence, November

• Correspondence :

- Baldwin, John C., N Am Securities Admin Assoc ;

- Bane, Harlan, Chicago/Joliet Livestock ;

- Bolinger, Madge, Budget & Fiscal Operations ;

- Feigin, Philip A, Div of Securities ;

- Filler, Ronald H., Vedder, Price, Kaufman & Kammholz

- Fuchs, Lawrence H., Dept of Banking & Finance ;

- Gramm, Wendy , CFTC memo RE NASAA's talks with the Industry Council for Tangible Assets on the Model State Commodity Code.

- Knauer, Virginia, Special Adviser Consumer Affairs

- Miller, Richard A., Newman, Tannenbaum, Helpern, Syracuse & Hirschritt ;

- Rigas, Pam, WFTV ;

- Ryder, Richard P., Securities Arbitrator Commentator ;

- Storch, Stephen E., Government Relations ;

- Tosini, Paula, Div Economic Analysis ;

- Winston, Sherie, Knight-Ridder Financial News

1988

6

12

CFTC

Correspondence, December

• Correspondence :

- Ashton, Betsy, FNN - Money Talks ;

- Brunell, Richard, Asst Attorney General MA ;

- Campbell, Doug, National Futures Assoc ;

- Choat, Darrel L. ;

- Derwinski, Ed, Office of President-elect ;

- Feigin, Philip A, Div of Securities ;

- Gonzalez, Henry B. MC ;

- Gramm, Wendy L., CFTC RE meeting with Steve McSpadden ;

- Hartigan, Neil F., Attorney General IL ;

- Jeffords, James M. MC ;

- Knauer, Virginia, Special Adviser Consumer Affairs

- Leslie, Douglass, Counsel re establishing a priority for Customer complaints over civil monetary penalties.

- Lyng, Richard E., US Dept Agriculture ;

- Nemir, David W. ;

- Tippins, Jean, National Futures Assoc ;

- Tosini, Paula, Div of Economic Analysis ;

- Yeutter, Clayton, U.S. Trade Representative

Article : Abolish States' Killer Securities Laws, 06/16/88.

1988

6

13

CFTC

Correspondence, January

• Correspondence :

- Bair, Sheila, New York Stock Exchange ;

- CFTC Commissioners RE video presentation

- Gillen, Neal P., Am Cotton Shippers Assoc ;

- Gramm, Wendy L. re coalition against telemarketing fraud.

- Kay, Thomas, U.S. Dept of Agriculture ;

- Schroeder, Ed, Lord Day & Lord ;

- Tosini, Paula, Div of Economic Analysis ;

- Young, Mark D., Kirkland & Ellis ;

- Zale, Matthew J., AZ Corp Commission ;

1989

6

14

CFTC

Correspondence, February

• Correspondence

1989

6

15

CFTC

Correspondence, March

• Correspondence

1989

6

16

CFTC

Correspondence, April

• Correspondence

1989

6

17

CFTC

Correspondence, May

• Correspondence

1989

6

18

CFTC

Correspondence, June

• Correspondence

1989

6

19

CFTC

Correspondence, July

• Correspondence

1989

6

20

CFTC

Correspondence, August

• Correspondence

Memos :

- Budget Suggestions - FY 1990-91, 08/07/89.

- Insider trading in the futures markets, 08/01/89.

Anticipated budget needs, 08/04/89.

1989

6

21

CFTC

Correspondence, September

Correspondence

1989

6

22

CFTC

Correspondence, October

• Correspondence

• Memos :

- NFA telemarketing brochure, 10/30/89.

- Senate testimony, 10/12/89.

1989

6

23

CFTC

Correspondence, November

Correspondence

1989

6

24

CFTC

Correspondence, December

Correspondence

1989

6

25

CFTC

Correspondence, Christopher Dodd

• Correspondence : FCW to Christopher J. Dodd, Chairman, Subcommittee on Securities, Senate Banking, Housing, and Urban Affairs, 04/03/90.

1989

* These first thirteen folders list many of the West's most frequent correspondents. However, since the names become repetitive, these listings are representative of the people who corresponded with Fowler West throughout this correspondence series.


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