Baylor University Poage Library

Box 37 - 44


Fowler West Papers

Series : Publications

Sub Series : Publications

Boxes 37-44 : 73 folders

Box

File

Folder Title

Folder Sub-title

Publications

Year

37

1

Associations of the Bar of New York

"Large Order Execution In The Futures Market"

• "Large Order Execution In The Futures Market" The Committee on Futures Regulation of the Association of the Bar of New York. 53p.

(1988)

37

2

Associations of the Bar of New York

"The Evolving Regulatory Framework For Foreign Currency Training"

• "The Evolving Regulatory Framework For Foreign Currency Training" The Committee on Futures Regulation of the Association of the Bar of New York. 97p.

(1987)

37

3

Capital Systems, Inc.

"Functional Requirements For The CFTC Violators Systems"

• "Functional Requirements For The CFTC Violators Systems" Capital Systems, Inc. Arlington, Virginia.

1984

37

4

Center For Futures Education, Inc.

"How To Sell Futures"

• "How To Sell Futures." Spring Mills, PA. Center For Futures Education.

1989

37

5

Chicago Board of Trade (CBOT)

"Hedging: A Guide For Agricultural Lenders"

• "Hedging: A Guide For Agricultural Lenders." Chicago Board Of Trade. 110p.

1982

37

6

CBOT

"Selected Writings On Futures Markets" Book 4

• Peck, A.E. "Selected Writings On Futures Markets: Research Directions in Commodity Markets, 1970-1980." Book IV. Chicago Board Of Trade. 350p.

1984

38

7

CBOT

"A Study Of The Economic Costs And Benefits Of Implementing The CFTC's One-Minute Time Bracketing Proposal"

• Miller, Merton and Sanford Grossman. "A Study Of The Economic Costs And Benefits Of Implementing The CFTC's One-Minute Time Bracketing Proposal." Chicago Board Of Trade.

1985

38

8

CBOT

"Proposed Minimal Capital Requirements-the Response"

• "Proposed Minimal Capital Requirements-the Response," Chicago Board Of Trade.

1986

38

9

CBOT

"Regulatory Issues in Financial Markets"

• "Regulatory Issues in Financial Markets" Fall Research Seminar. Chicago Board Of Trade.

1988

38

10

CBOT

"Hedging Workbook"

• "Hedging Workbook." Chicago Board Of Trade. 28p.

1982

38

11

CBOT

"Introduction To Hedging"

• "Introduction To Hedging." Chicago Board Of Trade. 31p.

1978

38

12

Chicago

Mercantile Exchange (CME)

"Futures And Options Trading For Insurance Companies: The Regulatory Environment"

• "Futures And Options Trading For Insurance Companies: The Regulatory Environment." CME White Paper Series Number 4. Chicago Mercantile Exchange.

(1985)

38

13

CME

"Futures And Options Trading For Pension Plans: The Regulatory Environment"

• "Futures And Options Trading For Pension Plans: The Regulatory Environment." CME White Paper Series Number 2. Chicago Mercantile Exchange.

(1985)

38

14

CME

"Futures And Options Trading For Savings And Loan Associations: The Regulatory Environment"

• "Futures And Options Trading For Savings And Loan Associations: The Regulatory Environment." CME White Paper Series Number 3. Chicago Mercantile Exchange.

(1985)

38

15

CME

"Program Trading: An On-The-Record Symposium"

• "Program Trading: An On-The-Record Symposium." Chicago Mercantile Exchange.

1986

38

16

CME

"The Impact of the Cattle Futures Market on the Cash Market: An Analysis of Current Concerns."

• "The Impact of the Cattle Futures Market on the Cash Market: An Analysis of Current Concerns." Chicago Mercantile Exchange.

1986

38

17

CME

"The Future of Futures"

• "The Future of Futures." Chicago Mercantile Exchange. 25p.

(1988)

38

18

CME

"Findings of the Committee of Inquiry"

• Miller, et al. "Findings of the Committee of Inquiry: Examining the Events Surrounding October 19, 1987." Chicago Mercantile Exchange.

1988

38

19

CME

"CME Implementation of Brady Task Force Recommendations"

• "Chicago Mercantile Exchange Implementation of Brady Task Force Recommendations." Chicago Mercantile Exchange. 9p.

1988

38

20

CME

"GLOBEX Presentation Commodity Futures Commission"

• "GLOBEX Presentation Commodity Futures Commission." Chicago Mercantile Exchange.

1988

38

21

CME

"Report of the CME Special Committee to Review Trading Practices to the Board of Governors"

• "Report of the Chicago Mercantile Exchange Special Committee to Review Trading Practices to the Board of Governors." Chicago Mercantile Exchange.

1989

39

22

CME

"GLOBEX: A Summary of the Electronic Transaction System of the CME"

• "GLOBEX: A Summary of the Electronic Transaction System of the CME" Chicago Mercantile Exchange. 45p.

1989

39

23

CME

"Blueprint For The 1990s: The Role of the Exchange"

• "Blueprint For The 1990s: The Role of the Exchange" Chicago Mercantile Exchange.

(1990)

39

24

Citizens For A Sound Economy Foundation

"Program Trading: A Look Behind the Headlines"

• Cowen, Tyler. "Program Trading: A Look Behind the Headlines" Citizens For A Sound Economy Foundation.

1988

39

25

Coffee, Sugar & Cocoa Exchange, Inc.

"Economic Index Futures: An Introduction to the Concept of Shifting Macroeconomic Risk"

• "Economic Index Futures: An Introduction to the Concept of Shifting Macroeconomic Risk" Coffee, Sugar & Cocoa Exchange, Inc.

(1983)

39

26

Columbia Futures Center

"Regulatory Structure in Futures Markets: Jurisdiction Competition Between the SEC, the CFTC, and Other Agencies"

• Kane, Edward J. "Regulatory Structure in Futures Markets: Jurisdiction Competition Between the SEC, the CFTC, and Other Agencies" Columbia Futures Center.

1984

39

27

Columbia Futures Center

"Studies of the 1987 Stock Market Crash: Review and Appraisal"

• Edwards, Franklin R. "Studies of the 1987 Stock Market Crash: Review and Appraisal." Columbia Futures Center.

1988

39

28

Columbia Futures Center

"Columbia Futures Center: Information Bulletin"

• "Columbia Futures Center: Information Bulletin" Columbia Futures Center.

(1984)

39

29

Commodity Futures Trading Commission (CFTC)

"The Silver Market of 1979/1980: Actions of the CBOT and the Commodity Exchange, Inc."

• "The Silver Market of 1979/1980: Actions of the Chicago Board Of Trade and the Commodity Exchange, Inc." Division of Trading and Markets. Commodity Futures Trading Commission.

(1982)

39

30

CFTC

"1986 Budget Estimate"

• "1986 Budget Estimate" Commodity Futures Trading Commission.

1984

39

32

CFTC

"A Study of the Nature, Extent and Effects of Futures Trading By Persons Possessing Material, Nonpublic Information"

• "A Study of the Nature, Extent and Effects of Futures Trading By Persons Possessing Material, Nonpublic Information" Commodity Futures Trading Commission.

1984

40

31

CFTC

"A Study of the Nature, Extent and Effects of Futures Trading By Persons Possessing Material, Nonpublic Information"

• "A Study of the Nature, Extent and Effects of Futures Trading By Persons Possessing Material, Nonpublic Information" Commodity Futures Trading Commission.

1984

40

33

CFTC

"Uses of Livestock Futures Markets By Large Hedgers"

• "Uses of Livestock Futures Markets By Large Hedgers." Commodity Futures Trading Commission.

1985

40

34

CFTC

"Initial Report on the NFA Arbitration System"

• "Initial Report on the National Futures Association (NFA) Arbitration System." Commodity Futures Trading Commission.

1985

40

35

CFTC

"NFA Sales Practice Regulation, Investigations, Public Education: Commodity Exchange Act Section 26(b)- Preliminary Report"

• "National Futures Association (NFA) Sales Practice Regulation, Investigations, Public Education: Commodity Exchange Act Section 26(b)- Preliminary Report." Commodity Futures Trading Commission.

1986

40

35

CFTC

"NFA Sales Practice Regulation, Investigations, Public Education: Commodity Exchange Act Section 26(b)- Preliminary Report"

• "National Futures Association (NFA) Sales Practice Regulation, Investigations, Public Education: Commodity Exchange Act Section 26(b)- Preliminary Report." Division of Trading and Markets. Commodity Futures Trading Commission. 03/26/85.

1985

40

36

CFTC

"National Futures Association"

• "National Futures Association." Commodity Futures Trading Commission.

1985

40

37

CFTC

"Commodity Account Protection: A Study By the Division of Trading and Markets"

• "Commodity Account Protection: A Study By the Division of Trading and Markets." Commodity Futures Trading Commission.

(1985)

40

38

CFTC

"The Commodity Futures Trading Commission: Current Issues"

• "The Commodity Futures Trading Commission: Current Issues." Practising Law Institute. Commodity Futures Trading Commission.

1986

40

40

CFTC

"Audit Trail Notebook"

• West, Fowler. "Audit Trail Notebook." Commodity Futures Trading Commission.

1986

41

41

CFTC

"Appendices: Report on Exchanges of Futures for Physicals"

• "Appendices: Report on Exchanges of Futures for Physicals." Commodity Futures Trading Commission.

(1986)

41

42

CFTC

"1988 Budget Explanatory Notes"

• "1988 Budget Explanatory Notes." Commodity Futures Trading Commission.

1987

41

43

CFTC

Hedging Definition and Use of Financial Futures and Options: Problems ™

• "Appendix: The Hedging Definition and the Use of Financial Futures and Options: Problems and Recommendations For Reform." Commodity Futures Trading Commission.

1987

41

44

CFTC

Hedging Definition and Use of Financial Futures and Options: ™

• "The Hedging Definition and the Use of Financial Futures and Options: Problems and Recommendations For Reform." Commodity Futures Trading Commission.

1987

41

45

CFTC

"1989 Budget Estimate"

• "1989 Budget Estimate." Commodity Futures Trading Commission.

1987

41

46

CFTC

History of Arbitration in the Futures Industry ™

• West, Fowler C. "History of Arbitration in the Futures Industry and Its Interaction With the Commission's Reparation Program." Commodity Futures Trading Commission.

1987

41

47

CFTC

"Report on Exchanges of Futures For Physicals"

• "Report on Exchanges of Futures For Physicals." Commodity Futures Trading Commission.

1987

42

48

CFTC

"Report on Exchanges of Futures For Physicals"

• "Report on Exchanges of Futures For Physicals." Commodity Futures Trading Commission.

1987

42

49

CFTC

"Interim Report on Stock Index Futures and Cash Market Activity ™"

• "Interim Report on Stock Index Futures and Cash Market Activity to the U.S. Commodity Futures Trading Commission (CFTC)." Commodity Futures Trading Commission.

1987

42

50

CFTC

"Final Report on Stock Index Futures and Cash Market Activity™"

• "Final Report on Stock Index Futures and Cash Market Activity to the U.S. Commodity Futures Trading Commission (CFTC)." Commodity Futures Trading Commission.

1988

42

51

CFTC

"Follow-up Report on Financial Oversight of Stock Index Futures Markets ™"

• "Follow-up Report on Financial Oversight of Stock Index Futures Markets During October 1987" Commodity Futures Trading Commission. 1988.

1988

42

53

CFTC

"Appendix: Leverage Survey Report"

• "Appendix: Leverage Survey Report." Commodity Futures Trading Commission.

1988

42

54

CFTC

"Trading in Livestock Futures and Option Markets

• Kuserk, Gregory J. "Trading in Livestock Futures and Option Markets: A Survey of Traders With Open Positions on March 13, 1987." Commodity Futures Trading Commission.

1988

42

55

CFTC

"A Comparision of Futures and Common Stock Margins"

• Kuhn and Moriarty. "A Comparision of Futures and Common Stock Margins." Commodity Futures Trading Commission.

1988

42

56

CFTC

"1990 Budget Estimate"

• "1990 Budget Estimate." Commodity Futures Trading Commission.

1988

42

57

CFTC

"A Comparision of Futures and Common Stock Margins-Revised"

• Kuhn and Moriarty. "A Comparision of Futures and Common Stock Margins-Revised." Commodity Futures Trading Commission.

1988

42

58

CFTC

"Report on Leverage Transactions ™"

• "Report on Leverage Transactions Mandated Under Section 19 of the Commodity Exchange Act." Commodity Futures Trading Commission.

1988

43

60

CFTC

"1990 Budget Explanatory Notes"

• "1990 Budget Explanatory Notes." Commodity Futures Trading Commission.

1989

43

61

CFTC

"CME's Proposed GLOBEX Trading System"

• "Chicago Mercantile Exchanges's Proposed GLOBEX Trading System." Commodity Futures Trading Commission.

1989

43

62

CFTC

"Futures Industry Association Inc. Law and Compliance Division"

• "Futures Industry Association Inc. Law and Compliance Division." Commodity Futures Trading Commission.

1989

43

63

CFTC

"Economic Analysis of Dual Trading on Commodity Exchanges"

• "Economic Analysis of Dual Trading on Commodity Exchanges." Commodity Futures Trading Commission.

1989

43

64

CFTC

Study on Broker Associations

• "Study on Broker Associations." Commodity Futures Trading Commission.

1990

43

65

CFTC

1991 Budget Explanatory Notes

• "1991 Budget Explanatory Notes." Commodity Futures Trading Commission.

1990

43

66

CFTC

Semiannual Report of the Office of the Inspector General

• "Semiannual Report of the Office of the Inspector General." Commodity Futures Trading Commission.

1990

44

67

CFTC

Report on Stock Index Futures and Cash Market Activity ™

• Divsion of Economic Analysis . "Report on Stock Index Futures and Cash Market Activity During October 1989 to the CFTC." Commodity Futures Trading Commission.

1990

44

68

CFTC

1992 Budget Estimate

• "1992 Budget Estimate." Commodity Futures Trading Commission.

1990

44

69

CFTC

"Workshop on New Financial Instruments"

• "Workshop on New Financial Instruments." Commodity Futures Trading Commission.

1990

44

70

CFTC

1992 Budget Explanatory Notes

• "1992 Budget Explanatory Notes." Commodity Futures Trading Commission.

1991

44

71

CFTC

Survey of Commodity Pool Operators in Futures Markets ™

• "Survey of Commodity Pool Operators in Futures Markets With an Analysis of Interday Position Changes." Commodity Futures Trading Commission.

1991

44

72

CFTC

"Intermarket Coordination Report"

• "Intermarket Coordination Report" Commodity Futures Trading Commission.

1991

44

73

CFTC

Intermarket Coordination Report"

• "Appendices- Intermarket Coordination Report." Commodity Futures Trading Commission.

1991


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