Baylor University Poage Library

Box 37 - 44


Fowler C. West Papers

Series :Publications

Sub Series : Publications

Boxes 37-44 :73 folders

Box

File

Folder Title

Folder Sub-title

Publications

Year

37

1

Associations of the Bar of New York

Large Order Execution In The Futures Market

Large Order Execution In The Futures MarketThe Committee on FuturesRegulation of the Association of the Bar of New York.53p.

(1988)

37

2

Associations of the Bar of New York

The Evolving Regulatory Framework For Foreign Currency Training

The Evolving Regulatory Framework For Foreign Currency TrainingTheCommittee on Futures Regulation of the Association of the Bar of New York.97p.

(1987)

37

3

Capital Systems, Inc.

Functional Requirements For The CFTC Violators Systems

Functional Requirements For The CFTC Violators SystemsCapital Systems,Inc.Arlington, Virginia.

1984

37

4

Center For Futures Education, Inc.

How To Sell Futures

How To Sell Futures.Spring Mills, PA.Center For Futures Education.

1989

37

5

Chicago Board of Trade (CBOT)

Hedging: A Guide For Agricultural Lenders

Hedging: A Guide For Agricultural Lenders.Chicago Board Of Trade.110p.

1982

37

6

CBOT

SelectedWritings On Futures MarketsBook 4

Peck, A.E.SelectedWritings On Futures Markets: Research Directionsin Commodity Markets, 1970-1980.Book IV.Chicago Board Of Trade.350p.

1984

38

7

CBOT

A Study Of The Economic Costs And Benefits Of ImplementingThe CFTC s One-Minute TimeBracketing Proposal

Miller, Merton and Sanford Grossman.A Study Of The Economic CostsAnd Benefits Of ImplementingThe CFTC s One-Minute TimeBracketing Proposal.ChicagoBoard Of Trade.

1985

38

8

CBOT

Proposed Minimal Capital Requirements-the Response

Proposed Minimal Capital Requirements-the Response,Chicago BoardOf Trade.

1986

38

9

CBOT

Regulatory Issues in Financial Markets

Regulatory Issues in Financial MarketsFall Research Seminar.ChicagoBoard Of Trade.

1988

38

10

CBOT

Hedging Workbook

Hedging Workbook.Chicago Board Of Trade.28p.

1982

38

11

CBOT

Introduction To Hedging

Introduction To Hedging.Chicago Board Of Trade.31p.

1978

38

12

Chicago

Mercantile Exchange (CME)

Futures And Options Trading For Insurance Companies: The RegulatoryEnvironment

Futures And Options Trading For Insurance Companies: The Regulatory Environment.CMEWhite Paper Series Number 4.Chicago Mercantile Exchange.

(1985)

38

13

CME

Futures And Options Trading For Pension Plans: The RegulatoryEnvironment

Futures And Options Trading For Pension Plans: The Regulatory Environment.CME White Paper Series Number 2.Chicago Mercantile Exchange.

(1985)

38

14

CME

Futures And Options Trading For Savings And Loan Associations:The Regulatory Environment

Futures And Options Trading For Savings And Loan Associations: The RegulatoryEnvironment.CME White Paper Series Number 3.Chicago Mercantile Exchange.

(1985)

38

15

CME

Program Trading: An On-The-Record Symposium

Program Trading: An On-The-Record Symposium.Chicago Mercantile Exchange.

1986

38

16

CME

The Impact of theCattle Futures Market on the Cash Market:An Analysis of Current Concerns.

The Impact of theCattle Futures Market on the Cash Market: An Analysisof Current Concerns.Chicago Mercantile Exchange.

1986

38

17

CME

The Future of Futures

The Future of Futures.Chicago Mercantile Exchange.25p.

(1988)

38

18

CME

Findings of the Committee of Inquiry

Miller, et al.Findings of the Committee of Inquiry: Examining the EventsSurrounding October 19, 1987.Chicago Mercantile Exchange.

1988

38

19

CME

CME Implementation of Brady Task Force Recommendations

Chicago Mercantile Exchange Implementation of Brady Task Force Recommendations.ChicagoMercantile Exchange.9p.

1988

38

20

CME

GLOBEX Presentation Commodity Futures Commission

GLOBEX Presentation Commodity Futures Commission.Chicago MercantileExchange.

1988

38

21

CME

Report of the CME Special Committee to Review Trading Practicesto the Board of Governors

Report of the Chicago Mercantile Exchange Special Committee to ReviewTrading Practices to the Board of Governors.Chicago Mercantile Exchange.

1989

39

22

CME

GLOBEX: A Summary of the ElectronicTransaction System ofthe CME

GLOBEX: A Summary of the ElectronicTransaction System of the CMEChicago Mercantile Exchange.45p.

1989

39

23

CME

Blueprint For The 1990s: The Role of theExchange

Blueprint For The 1990s: The Role of theExchangeChicago MercantileExchange.

(1990)

39

24

Citizens For A Sound Economy Foundation

Program Trading: A Look Behind the Headlines

Cowen, Tyler.Program Trading: A Look Behind the HeadlinesCitizensFor A Sound Economy Foundation.

1988

39

25

Coffee, Sugar & Cocoa Exchange, Inc.

Economic Index Futures: An Introduction to the Concept of ShiftingMacroeconomic Risk

Economic Index Futures: An Introduction to the Concept of Shifting MacroeconomicRiskCoffee, Sugar & Cocoa Exchange, Inc.

(1983)

39

26

Columbia Futures Center

Regulatory Structure in Futures Markets: Jurisdiction CompetitionBetween the SEC, the CFTC, and Other Agencies

Kane, Edward J.Regulatory Structure in Futures Markets: JurisdictionCompetition Between the SEC, the CFTC, and Other AgenciesColumbia FuturesCenter.

1984

39

27

Columbia Futures Center

Studies of the 1987 Stock Market Crash:Review and Appraisal

Edwards, Franklin R.Studies of the 1987 Stock Market Crash:Reviewand Appraisal.Columbia Futures Center.

1988

39

28

Columbia Futures Center

Columbia Futures Center:Information Bulletin

Columbia Futures Center:Information BulletinColumbia Futures Center.

(1984)

39

29

Commodity Futures Trading Commission (CFTC)

The Silver Market of 1979/1980:Actions of the CBOT and theCommodity Exchange, Inc.

The Silver Market of 1979/1980:Actions of the Chicago Board Of Tradeand the Commodity Exchange, Inc.Division of Trading and Markets.CommodityFutures Trading Commission.

(1982)

39

30

CFTC

1986 Budget Estimate

1986 Budget EstimateCommodity Futures Trading Commission.

1984

39

32

CFTC

A Study of the Nature, Extent and Effects of Futures TradingBy Persons Possessing Material, Nonpublic Information

A Study of the Nature, Extent and Effects of Futures Trading By PersonsPossessing Material, Nonpublic InformationCommodity Futures TradingCommission.

1984

40

31

CFTC

A Study of the Nature, Extent and Effects of Futures TradingBy Persons Possessing Material, Nonpublic Information

A Study of the Nature, Extent and Effects of Futures Trading By PersonsPossessing Material, Nonpublic InformationCommodity Futures TradingCommission.

1984

40

33

CFTC

Uses of Livestock Futures MarketsBy Large Hedgers

Uses of Livestock Futures MarketsBy Large Hedgers.Commodity FuturesTrading Commission.

1985

40

34

CFTC

Initial Report on the NFA Arbitration System

Initial Report on the National Futures Association (NFA) ArbitrationSystem.Commodity Futures Trading Commission.

1985

40

35

CFTC

NFA Sales Practice Regulation, Investigations, Public Education:CommodityExchange Act Section 26(b)- Preliminary Report

National Futures Association (NFA) Sales Practice Regulation, Investigations,Public Education:Commodity Exchange Act Section 26(b)- Preliminary Report.CommodityFutures Trading Commission.

1986

40

35

CFTC

NFA Sales Practice Regulation, Investigations, Public Education:CommodityExchange Act Section 26(b)- Preliminary Report

National Futures Association (NFA) Sales Practice Regulation, Investigations,Public Education:Commodity Exchange Act Section 26(b)- Preliminary Report.Divisionof Trading and Markets.Commodity Futures Trading Commission.03/26/85.

1985

40

36

CFTC

National Futures Association

National Futures Association.Commodity Futures Trading Commission.

1985

40

37

CFTC

Commodity Account Protection: A Study Bythe Division of Tradingand Markets

Commodity Account Protection: A Study Bythe Division of Trading andMarkets.Commodity Futures Trading Commission.

(1985)

40

38

CFTC

The Commodity Futures Trading Commission: Current Issues

The Commodity Futures Trading Commission: Current Issues.PractisingLaw Institute.Commodity Futures Trading Commission.

1986

40

40

CFTC

Audit Trail Notebook

West, Fowler.Audit Trail Notebook.Commodity Futures Trading Commission.

1986

41

41

CFTC

Appendices: Report on Exchanges of Futures for Physicals

Appendices: Report on Exchanges of Futures for Physicals.CommodityFutures Trading Commission.

(1986)

41

42

CFTC

1988 Budget Explanatory Notes

1988 Budget Explanatory Notes.Commodity Futures Trading Commission.

1987

41

43

CFTC

Hedging Definition andUse of Financial Futures and Options:Problems

Appendix:The Hedging Definition andthe Use of Financial Futures andOptions: Problems and Recommendations For Reform.Commodity Futures TradingCommission.

1987

41

44

CFTC

Hedging Definition andUse of Financial Futures and Options:

The Hedging Definition andthe Use of Financial Futures and Options:Problems and Recommendations For Reform.Commodity Futures Trading Commission.

1987

41

45

CFTC

1989 Budget Estimate

1989 Budget Estimate.Commodity Futures Trading Commission.

1987

41

46

CFTC

History of Arbitration in the Futures Industry

West, Fowler C.History of Arbitration in the Futures Industry and ItsInteraction With the Commission s Reparation Program.Commodity FuturesTrading Commission.

1987

41

47

CFTC

Report on Exchanges of Futures For Physicals

Report on Exchanges of Futures For Physicals.Commodity Futures TradingCommission.

1987

42

48

CFTC

Report on Exchanges of Futures For Physicals

Report on Exchanges of Futures For Physicals.Commodity Futures TradingCommission.

1987

42

49

CFTC

Interim Report on Stock Index Futures and Cash Market Activity

Interim Report on Stock Index Futures and Cash Market Activity to theU.S. Commodity Futures Trading Commission (CFTC).Commodity Futures TradingCommission.

1987

42

50

CFTC

Final Report on Stock Index Futures and Cash Market Activity

Final Report on Stock Index Futures and Cash Market Activity to the U.S.Commodity Futures Trading Commission (CFTC).Commodity Futures TradingCommission.

1988

42

51

CFTC

Follow-up Report on Financial Oversight of Stock Index FuturesMarkets

Follow-up Report on Financial Oversight of Stock Index Futures MarketsDuring October 1987Commodity Futures Trading Commission.1988.

1988

42

53

CFTC

Appendix:Leverage Survey Report

Appendix:Leverage Survey Report.Commodity Futures Trading Commission.

1988

42

54

CFTC

Trading in Livestock Futuresand Option Markets

Kuserk, Gregory J.Trading in Livestock Futuresand Option Markets:A Survey of Traders With Open Positions on March 13, 1987.CommodityFutures Trading Commission.

1988

42

55

CFTC

A Comparision of Futures and Common Stock Margins

Kuhn and Moriarty.A Comparision of Futures and Common Stock Margins.Commodity Futures Trading Commission.

1988

42

56

CFTC

1990 Budget Estimate

1990 Budget Estimate.Commodity Futures Trading Commission.

1988

42

57

CFTC

A Comparision of Futures and Common Stock Margins-Revised

Kuhn and Moriarty.A Comparision of Futures and Common Stock Margins-Revised.CommodityFutures Trading Commission.

1988

42

58

CFTC

Report on Leverage Transactions

Report on Leverage Transactions Mandated Under Section 19 of the CommodityExchange Act.Commodity Futures Trading Commission.

1988

43

60

CFTC

1990 Budget Explanatory Notes

1990 Budget Explanatory Notes.Commodity Futures Trading Commission.

1989

43

61

CFTC

CME s Proposed GLOBEX Trading System

Chicago Mercantile Exchanges s Proposed GLOBEX Trading System.CommodityFutures Trading Commission.

1989

43

62

CFTC

FuturesIndustry Association Inc. Law and Compliance Division

FuturesIndustry Association Inc. Law and Compliance Division.CommodityFutures Trading Commission.

1989

43

63

CFTC

Economic Analysis of Dual Trading on Commodity Exchanges

Economic Analysis of Dual Trading on Commodity Exchanges.CommodityFutures Trading Commission.

1989

43

64

CFTC

Study on Broker Associations

Study on Broker Associations.Commodity Futures Trading Commission.

1990

43

65

CFTC

1991 Budget Explanatory Notes

1991 Budget Explanatory Notes.Commodity Futures Trading Commission.

1990

43

66

CFTC

Semiannual Report of the Office of the Inspector General

Semiannual Report of the Office of the Inspector General.CommodityFutures Trading Commission.

1990

44

67

CFTC

Report on Stock Index Futures and Cash Market Activity

Divsion of Economic Analysis .Report on Stock Index Futures and CashMarket Activity During October 1989 to the CFTC.Commodity Futures TradingCommission.

1990

44

68

CFTC

1992 Budget Estimate

1992 Budget Estimate.Commodity Futures Trading Commission.

1990

44

69

CFTC

Workshop on New Financial Instruments

Workshop on New Financial Instruments.Commodity Futures TradingCommission.

1990

44

70

CFTC

1992 Budget Explanatory Notes

1992 Budget Explanatory Notes.Commodity Futures Trading Commission.

1991

44

71

CFTC

Survey of Commodity Pool Operators in Futures Markets

Survey of Commodity Pool Operators in Futures Markets With an AnalysisofInterday Position Changes.Commodity Futures Trading Commission.

1991

44

72

CFTC

Intermarket Coordination Report

Intermarket Coordination ReportCommodity Futures Trading Commission.

1991

44

73

CFTC

Intermarket Coordination Report

Appendices- Intermarket Coordination Report.Commodity Futures TradingCommission.

1991


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