Baylor University Poage Library

Box 35 - 36


Series : CFTC

Sub-series : Commission Subjects 

Boxes 35 - 36 : 57 folders

Box

File

Folder Title

Folder Sub-title

Notes and Publications

Year

35

454

West, Fowler

Speeches-09/07

West Speech for the Educational Seminar on Agricultural Commodity Options for the Southwestern Cotton Industry. 09/07/84.

1984

35

455

West, Fowler

Speeches-03/08

West Speech before the 10th Annual National Futures Industry Conference. 03/08/85

1985

35

456

West, Fowler

Speeches-10/15

West Speech "Thoughts On Arbitration and CFTC Reparations in Light of McMahon." 10th Annual Commodities Law Institute. 10/15/87.

1987

35

457

West, Fowler

Speeches-10/19

West Speech "Comments On Developments In Arbitration." 11th Annual Commodities Law Institute. 10/19/88.

1988

35

458

West, Fowler

Speeches-11/17

West Speech before the ANPA/CPI Fraud Advertising Seminar. 11/17/88.

1988

35

459

West, Fowler

Speeches

West Speech -ANPA Meeting. 1988.

(1988)

35

460

West, Fowler

Speeches

West Speech -Telemarketing and Investment Fraud Forum. 1988.

(1988)

35

461

West, Fowler

Speeches-03/16

West Speech "Current Issues of Interest to the Managed Money Industry." 03/16/88.

1989

35

462

West, Fowler

Speeches-03/31

West Speech before the Texas Cotton Association's 78th Annual Convention. 03/31/89.

1989

35

463

West, Fowler

Speeches-12/14

West Speech before the The Futures Industry Association- Law and Compliance Division. 12/14/89.

1989

35

464

West, Fowler

Speeches-01/25

West Speech before the The Futures Industry Association- Law and Compliance Division. 01/25/90.

1990

35

465

West, Fowler

Speeches-08/17

West Speech "Telemarketing Fraud and It's Effect on the Consumer." before the Valdosta Kiwanis Club. 08/17/90.

1990

35

466

West, Fowler

Speeches-11/29

West Speech "The Brent Issue: More Than a Statutory Interpretation." before the Committee on Commodities and Futures Law, NY State Bar Association. 08/17/90.

1990

35

467

West, Fowler

Speeches- 02/13

West Speech before the Gas Futures Trading Conference. 02/13/91.

1991

35

468

West, Fowler

Speeches- 02/15

West Speech "The Brent Issue: More Than a Statutory Interpretation" before the Chicago Bar Association, Commodities Law Committee. 02/13/91.

1991

35

469

West, Fowler

Speeches- 12/03

West Speech before the National Milk Producers Federation 75th Anniversary Annual Meeting. 12/03/91.

1991

35

470

West, Fowler

Speeches- 03/12

West Speech before the Futures Exchange Operations Program for the Moscow Commodity Exchange. 03/12/92.

1992

35

471

West, Fowler

Speeches- 06/26

West Speeches "Who Are the Victims?" before the National Conference on Telemarketing Fraud. 06/26/92.

1992

35

472

West, Fowler

Speeches- 12/14

West Speeches before the Futures Industry Association. 12/14/89.

1989

35

473

West, Fowler

Statements- 01/18

West Statements- Regarding the CFTC-SEC Adoption of the Policy Statement on Non-Diversified Stock Indices. 01/18/84.

1984

35

474

West, Fowler

Statements- 05/08

West Statements- Before the Advisory on CFTC-State Cooperation. 05/08/84.

1984

35

475

West, Fowler

Statements- 06/12

West Statements- 06/12/84.

1984

35

476

West, Fowler

Statements- 12/20

West Statements- At the

Commission Meeting. 12/20/84.

1984

35

477

West, Fowler

Statements- 02/05

West Statements- Regarding Commission Approval of Rule 1.55(d). 02/05/85.

1985

35

478

West, Fowler

Statements- 01/14

West Statements- Commission Meeting on Audit Trail Final Rules. 01/14/86.

1986

35

479

West, Fowler

Statements- 08/27

West Statements- Concept Release: Hybrid Debt-Option Instruments. 08/27/86.

1986

35

480

West, Fowler

Statements- 08/27

West Statements- Concept Release: Hybrid Debt-Option Instruments. 08/27/86.

1986

35

481

West, Fowler

Statements- 06/09

West Statements- Meeting on Off-Exchange Issues. 06/09/87.

1987

35

482

West, Fowler

Statements-

West Statements- Dissent With Regards to Cox and Fry. (1987).

(1987)

35

483

West, Fowler

Statements- 06/10

West Statements- Before the Senate Subcommittee on Agriculture, Nutrition, and Forestry. 06/10/88.

1988

35

484

West, Fowler

Statements- 01/05

West Statements- Re. Proposed Rules for Hybrids, Statutory Interpretation of Hybrids. 01/05/89.

1989

35

485

West, Fowler

Statements- 06/01

West Statements- Quarterly Objectives. 06/01/89.

1989

35

486

West, Fowler

Statements- 07/11

West Statements- What a Difference Three Years Make. 07/11/89.

1989

35

487

West, Fowler

Statements- 07/17

West Statements- Commission Adoption of Final Hybrid Rule. 07/17/89.

1989

35

488

West, Fowler

Statements- 07/17

West Statements- Swaps. 07/17/89.

1989

35

489

West, Fowler

Statements- 07/12

West Statements- Before the Commerce, Consumer, and Monetary Affairs Subcommittee. 07/12/90.

1990

35

490

West, Fowler

Statements- 08/02

West Statements- The Chicago Investigation. 08/02/89.

1989

35

491

West, Fowler

Statements- 05/02

West Statements- Intl. Approaches to the Regulation of Futures, Forwards, Swaps, and Hybrids. 05/02/90.

1990

35

492

West, Fowler

Statements- 06/20

West Statements- Commission Meeting. 06/20/90.

1990

35

493

West, Fowler

Statements- 07/12

West Statements- Before the Commerce, Consumer, and Monetary Affairs Subcommittee Hearing on Telemarketing Fraud. 07/12/90.

1990

35

494

West, Fowler

Statements-

West Statements- Support on Behalf of the NASAA State Commodity Code. (1990).

(1990)

35

495

West, Fowler

Statements-

West Statements- Dissent of Commissioner West 1990.

1990

35

496

West, Fowler

Statements- 10/23

West Statements- Before the Law Institute. 10/23/92.

1992

35

497

West, Fowler

Testimony- 01/23

West Statements- Before the Joint Economic Committee. 01/23/84.

1984

35

498

West, Fowler

Testimony- 02/04

West Statements- Before the Senate Financial Institutions Committee. 02/04/86.

1986

35

499

West, Fowler

Testimony- 03/09

West Statements- Before the Nevada Assembly Commerce Committee. 03/09/87.

1987

35

500

West, Fowler

Testimony- 05/19

West Statements- Before the Subcommittee on Conservation, Credit, and Rural Development. 05/19/92.

1992

35

501

Young, Mark

Statement Before the CFTC

Statement of Mark Young on Behalf of the CBOT and the CME Before the CFTC. 09/18/85.

1985

36

502-511

   

Box 36 contains extra materials that somehow were not filed in the right place.

 

36

502

Reauthorization

Recommendations

• "Recommendations for a ‘Futures Trading Regulatory Improvements Act of 1982'". Submitted by the US Future Industry. 99p. 1982.

1982

36

503

Brief (Amicus Curie)

Buschbaum v. Shearson Lehman, Inc.

Brief of Amicus Curie, CFTC, in the case of Buschbaum v. Shearson Lehman, et al. No.87-7294. 1987.

1987

36

505

Brief

Fry v. the CFTC

Brief of Respondent, CFTC, in the case of Fry v. the CFTC No.90-1245 . 1990.

1990

36

506

Brief

Geldermann, Inc., CBOT v. the CFTC

Brief for Respondent, CFTC, in the case of Geldermann, Inc., CBOT v. the CFTC No.87-1584 and 87-1663. 1987.

1987

36

507

Brief

Garson v. the CFTC et al.

Brief for Respondent, CFTC, in the case of Garson v. the CFTC et al. No.90-1631. (1990).

(1990)

36

508

Brief

Purdy, et al v. the CFTC.

Brief of Respondent, CFTC, in the case of Purdy, et al v. the CFTC. No.91-4434. 1991.

1991

36

509

Brief

CFTC v. American Metals Exchange Corp., et al.

Brief of Appellees CFTC, in the case of CFTC v. American Metals Exchange Corp., et al.. No.91-5935 and 91-5998. 1992.

1992

36

510

Division of Economics and Education

Commodity Futures and Options Contracts Specifications

• "Commodity Futures and Options Contracts Specifications." 42p. 09/83.

1983

36

511

Agriculture Advisory Committee

Meeting

Minutes of the 12th Meeting of the CFTC's Agricultural Advisory Committee. 49p. 09/17/91.

1991


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