Baylor University Poage Library

Box 12 - 14


Series: CFTC 

Sub-series : Committee Meetings

Boxes 12-14 : 56 folders

Box

File

Folder Title

Folder Sub-title

Notes and Publications

Year

12

40

Committee Meeting, 02/27

NYMEX / Natural Gas Futures

• Memo from the Division of Economic Analysis RE Addendum to the Division of Economic Analysis' February 13, 1990, Memorandum to the Commission regarding the New York Mercantile Exchange's Application for designation as a contract market in Natural Gas Futures, 02/26/90.

• Memo from Division of Trading and Markets RE Application of the New York Mercantile Exchange for designation as a contract market in Natural Gas Futures Contracts, 02/12/90.

• Application : New York Mercantile Exchange Designation Application for Natural Gas Futures, CFTC, Division of Economic Analysis, 02/20/90.

1990

12

41

CTFC Meeting, 06/06

Program Objectives, 4th Quarter, FY 1990

• Notebook contents with following topics:

- Program Highlights

- New Objectives

- Ongoing Objectives

- Completed Objectives

- Performance Statistics

- 05/25/90.

1991

12

42

CTFC Meeting, 06/20

CBOT / Long -Term Japanese Government Bonds

• Transcript, CFTC meeting in the matter of application of the Chicago Board of Trade for designation to trade options on Tokyo Stock Price Index (TOPIX) and trade options on Long-Term Japanese Government Bonds, 06/20/90.

1990

12

43

CTFC Meeting, 11/27

CBOT / Three - Month ECU Interest Rate Futures

• Memo from Jean A. Webb and one from Division of Economic Analysis RE application of the Chicago Board of Trade for designation as a contract market in Three-Month European Currency Unit (ECU) Interest Rate futures, 11/19/90 and 11/21/90.

1990

12

44

CTFC Meeting, 12/04

Program Objectives, 2nd Quarter FY 1991

• Notebook contents with following topics:

- Program Highlights

- Ongoing Objectives

- Completed Objectives

- Performance Statistics

- Staffing Report

- 11/27/90

1990

12

45

CTFC Meeting, 1/29

CBOT / Cash Settled 3 & 5 Year Interest

• Memo from The Division of Economic Analysis and memo from Division of Trading and Markets RE Application of the Chicago Board of Trade for designation as a contract market in both the Cash Settled Three Year Interest Rate Swap Futures Contract and the Five Year Interest Rate Swap Futures Contract, 01/17, 91 and 01/18, 91.

1991

12

46

CTFC Meeting, 1/29

CME / Broiler Chicken futures

• Memo from The Division of Economic Analysis RE Application of the Chicago Mercantile Exchange for designation as a contract market in options on the Broiler Chickens Futures Contract, 01/11/91.

• News article : Exchange hopes fowl is fair in 3rd try at contract, 01/27/91.

1991

12

47

CTFC Meeting, 01/29

MidAmerica / Corn Futures

• Memo from The Division of Economic Analysis RE Application of the Midamerica Commodity Exchange for designation as a contract market in options on corn futures, 01/11/91.

1991

12

48

CTFC Meeting, 02/26

CBOT / Cash Settled 3 & 5 Year Interest Rate

• Memo from The Division of Economic Analysis RE Application of the Chicago Board of Trade for designation as a contract market in options on cash settled three year interest rate SWAP futures and options on cash settled five year interest rate SWAP futures, 02/14/91.

1991

12

49

CTFC Meeting, 02/26

CBOT / Two Year US Treasury Note Futures

• Memo from The Division of Economic Analysis and Memo from Division of Trading and Markets RE Application of the Chicago Board of Trade for designation as a contract market in options on short term U.S. Treasury Note (2-Year) futures, 02/14/91.

1991

12

50

CTFC Meeting,

02/26

Commodity Exchange / Gold Asset Futures

• Memo from The Division of Economic Analysis and Memo from Division of Trading and Markets RE Application of the Commodity Exchange, Inc., for designation as a contract market in Gold Asset Participation Futures contracts, 02/15/91 and 02/19/91.

1991

12

51

CTFC Meeting,

02/26

MidAmerica Commodity Exchange / US Treasury Bond Futures

• Memo from The Division of Economic Analysis and Memo from Division of Trading and Markets RE Application of the Mid America Commodity Exchange for designation as a contract market in options on the MidAmerica Commodity Exchange's U.S. Treasury Bond Futures Contract, 02/12/91 and 02/13/91.

1991

12

52

CTFC Meeting,

02/26

Program Objectives, 3rd Quarter, FyY1991

• Notebook contents with following topics:

- Program Highlights

- Ongoing Objectives

- Performance Statistics

- Staffing Report

- 02/15/91.

1991

12

53

CTFC Meeting,

02/26

Twin Cities Board of Trade / British Point - Deutschemark Cross Currency

• Memo from The Division of Economic Analysis and The Division of Trading and Markets RE Application of the Twin Cities Board of Trade for Designation as a Contract Market in the British Pound / Deutschemark Cross Currency Futures Contract, 02/14/91 and 02/15/91.

1991

12

54

CTFC Meeting, 03/25

CBOT / Three Month ECU Interest Rate Futures

• Memo from The Division of Economic Analysis and The Division of Trading and Markets RE Application of the Chicago Board of Trade for Designation as a Contract Market in Options on Three Month European Currency Unit (ECU) Interest Rate Futures, 03/12/91 and 03/13/91..

1991

12

55

CTFC Meeting, 03/25

Coffee, Sugar, and Cocoa Exchange

• Memo from The Division of Economic Analysis and The Division of Trading and Markets RE Application of the Coffee, Sugar & Cocoa Exchange for Designation as a contract Market in Euro-Differential Coffee Futures Contracts, 03/15/91 and 03/19/91..

1991

13

56

CTFC Meeting, 03/25

Commodity Exchange, Inc / Five Day Physical Gold Option Contracts

• Memo from The Division of Economic Analysis and The Division of Trading and Markets RE Application of the Commodity Exchange, Inc., for Designation as a Contract Market to Trade Five-Day Physical Gold Option contracts, 03/15/91.

1991

13

57

CTFC Meeting, 04/30

CBOT / French Government Bond Futures

• Memo from The Division of Economic Analysis and The Division of Trading and Markets RE Applications of the Chicago Board of Trade for Designation as a Contract Market in Long-Term French Government Bond Futures Contracts and Options on those Contracts, 04/18/91 and 04/19/91.

1991

13

58

CTFC Meeting, 04/30

CME / Currency Cross Rate Futures

• Memos from The Division of Economic Analysis and The Division of Trading and Markets RE Application of the Chicago Mercantile Exchange for Designation as a Contract Market in six currency cross-rate futures and options on each of those futures :

1. Deutsche Mark / British Pound

2. Swiss Franc / British Pound

3. Swiss Franc / Deutsche Mark

4. Japanese Yen / Swiss Franc

5. Japanese Yen / British Pound and

6. Japanese Yen / Deutsche Mark

Currency Cross-Rate Futures Contracts, 03/12/91 and 03/15/91.

1991

13

59

CTFC Meeting, 04/30

CME / One Month LIBOR Futures

• Memo from The Division of Economic Analysis RE Application of the Chicago Mercantile Exchange for Designation as a Contract Market in Options on One-Month LIBOR Futures, 04/18/91.

1991

13

60

CTFC Meeting, 01/22

Federal Register / Revision of Contract Market Designation

• Memo from The Division of Economic Analysis RE Designation requirements and procedures. Recommendation : That the Commisision publish in the Federal Register the attached Notice of Interpretative Guideline. 12/23/91.

1992

13

61

CTFC Meeting, 01/22

Rule 4.7 / CPO and CTA Requirements

• Memo from Andrea M. Corcoran RE Proposed Rule 4.7 providing relief from certain Part 4 requirements for CPOS and CTAs of Qualifying pools and clients, 12/17/91.

1992

13

62

CTFC Meeting, 01/22

MidAmerica Commodity Exchange / Rough Rice Futures

• Memos from Division of Trading and Markets and The Division of Economic Analysis RE Application of the MidAmerica Commodity Exchange for designation as a contract market in options on Rough Rice Futures Contracts, 01/07/92 and 01/09/92.

1992

13

63

CTFC Meeting, 01/22

NASAA Memo / Accredited Investor Concept

• Memo from Andrea Corcoran RE NASAA Memorandum on the application of the Accredited Investor Concept in Exemptions from State Securities Registration Requirements, 01/10/92.

1992

13

64

CTFC Meeting, 01/22

Quarterly Review, 1st Quarter, FY 1992

• Memo from the Office of the Executive Director RE Quarterly Review includes :

- Highlights

- Rulemaking and Exchange Rules

- Enforcement

- Commission Opinions and Orders

- State and Local Coordination and Education

- International Developments

- Priorities for the Second Quarter FY 1992

- Performance Statistics

- Staffing ; 01/10/92

1992

13

65

CTFC Meeting, 02/11

CME / Standard and Poor's Midcap 400 Stock Price Index

• Memos from Division of Trading and Markets and The Division of Economic Analysis RE Application of the Chicago Mercantile Exchange for designation as a contract market in Poor's Midcap 400 Stock Price Index futures Contracts and in Option on those Contracts, 01/29/92 and 01/31/92.

1992

13

66

CTFC Meeting, 02/11

NYMEX / Gulf Coast Unleaded Regular Gasoline Futures

• Memo from The Division of Economic Analysis RE Application of the New York Mercantile Exchange for designation as a Futures contract market in Gulf Coast Unleaded Regular Gasoline, 01/29/92.

1992

13

67

CTFC Meeting, 03/04

NYMEX / Natural Gas Futures

• Memo from The Division of Economic Analysis and memo from the Division of Trading and Markets RE Application of the New York Mercantile Exchange for designation as a contract market in options on Natural Gas Futures, 02/20/92.

1992

13

68

CTFC Meeting, 03/31

CBOT / Health and Homeowners Insurance Futures

• Memo from The Division of Economic Analysis RE Applications of the Chicago Board of Trade for designation as a contract market in Health Insurance Futures and option on those Futures, 03/13/92.

1992

13

69

CTFC Meeting, 03/31

Coffee, Sugar & Cocoa Exchange / Brazilian Differential Coffee Futures

• Memo from The Division of Economic Analysis RE Applications of the Coffee, Sugar & cocoa Exchange for designation as a contract market in Brazil differential Coffee Futures, 03/20/92.

1992

13

70

CTFC Meeting, 05/21

Program Objectives, Fourth Quarter FY 1991

• Notebook contents for Staffing Report and program Objectives :

- Program Highlights

- Ongoing Objectives

- Performance Statistics

- Staffing Report

- 05/10/91.

• News Release RE Minnesota Grain Exchange approved to trade options on its white wheat futures contract, 05/21/91.

1991

13

71

CTFC Meeting, 07/25

CBOT / DiammoniumPhosphate Futures

• Memo from The Division of Economic Analysis and memo from the Division of Trading and Markets RE Application of the Chicago Board of Trade for designation as a contract market in Diammonium Phosphate Futures Contracts, 07/12/91 and 07/15/91..

1991

13

72

CTFC Meeting, 07/25

CBOT / German Government Bond Futures

• Memo from The Division of Economic Analysis and memo from the Division of Trading and Markets RE Application of the Chicago Board of Trade for designation as a contract market in German Government Bond Futures Contracts and Options in those Contracts, 07/12/91 and 07/18/91..

1991

13

73

CTFC Meeting, 07/25

Registration Rules

• Memo from Andrea M. Corcoran RE Registration Rules, 07/12/91.

1991

13

74

CTFC Meeting, 12/09

Enforcement / CFTC v. Sun Hing Bullion Investment

• Court Case : Numerous documents RE Commodity Futures Trading Commission v. Sun Hing Bullion Investment, Ltd., et al.

1991

14

75

CTFC Meeting, 12/09

Enforcement / Noble Metals Int., Moorgate Ltd.

• Memo from Division of Enforcement and court document RE : Noble Metals International, Inc. ; Moorgate Ltd. ; Richard Schulze, ; Richard Portaro, Donald N. Shefler, ; Robert S. Bartlett ; 11/27/91.

1991

14

76

CTFC Meeting, 12/17

Enforcement / Donald P. Damaso

• Memo from Division of Enforcement RE : Donald P. Damaso, 12/17/91.

1991

14

77

CTFC Meeting, 12/17

Enforcement / Bruce Alan Drezner

• Memo from Division of Enforcement RE : Bruce Alan Drezner, 12/17/91.

1991

14

78

CTFC Meeting, 04/21

Quarterly Review, 2nd Quarter, FY 1992

• Memo RE Quarterly Review, 04/10/92.

• Letter to Joseph J. O'Neill, New York Cotton Exchange RE Application for designation as a contract market in options on Collton No. 2 Futures Straddles, 04/21/92.

• Memo from Division of Economic Analysis RE Application of the Commodity Exchange, Inc. for designation as a futures contract market in Dubai Sour Crude Oil, 01/03/92.

• Memo from Division of Economic Analysis RE Application of the Chicago Board of Trade for designation as a contract market in Clean air Futures, 04/09/92.

1992

14

79

CTFC Meeting, 05/26

CBOT / Ferrous Scrap Futures

• Memo from Division of Economic Analysis RE Application of the Chicago Board of Trade for designation as a contract market in Ferrous Scrap Futures, 05/12/92.

1992

14

80

CTFC Meeting, 05/26

Registration Rules

• Memo from Andrea M. Corcoran RE Registration Rules, 05/19/92.

1992

14

81

CTFC Meeting, 07/30

CBOT / Canadian Government Bond Futures

• Memo from Division of Economic Analysis RE Application of the Chicago Board of Trade for designation as a contract market in options on Canadian government bond futures, 06/30/92.

1992

14

82

CTFC Meeting, 07/30

MCE / 3-month Euro-dollar time deposit futures

• Memo from Division of Economic Analysis RE Application of the MidAmerica Commodity Exchange for designation as a contract market in Three-Month Euro-dollar Time Deposit futures, 07/15/92.

1992

14

83

CTFC Meeting, 07/30

Quarterly Review, 3rd Quarter FY 1992

• Memo from Office of the Executive Director RE Quarterly Review, 07/20/92.

1992

14

84

CTFC Meeting, 07/30

Relief Requirements for CPOs and CTAs

• Memo from Andrea M. Corcoran RE Rule 4.7 providing relief from certain Part 4 requirements for CPOs and CTAs of qualifying pools and clients, 07/24/92.

1992

14

85

CTFC Meeting, 08/11

CBOT / International Commodity Index Futures

• Memos from Division of Economic Analysis RE Application of the Chicago Board of Trade for designation as a contract market in CBOT International Commodity Index futures and options on those futures, 07/31/92 and 08/10/92.

1992

14

86

CTFC Meeting, 08/11

Commodity Exchange / Platinum and Palladium Futures

• Memo from Division of Economic Analysis RE Application of the Commodity Exchange for designation as a contract market in Platinum futures, Palladium Futures, and options on Platinum futures, 07/31/92.

1992

14

87

CTFC Meeting, 09/25

CBOT / Clean Air Futures, Barge Freight Rate Index futures, Agricultural Index Futures

• Memos from Division of Economic Analysis RE Application of the Chicago Board of Trade for designation as a contract market in options on clean air futures, 08/07/92 ; 07/31/92 ; futures on Barge Freight Rate Index for grain shipments, 08/13/92.

Chicago Board of Trade Agricultural Index futures, 08/13/92.

1992

14

88

CTFC Meeting, 10/19

CBOT / Project A Trading System

• Memo from Division of Trading and Markets RE Chicago Board of Trade's Proposed Project A Trading System, 09/29/92.

1992

14

89

CTFC Meeting, 10/19

MCE / MidAm U.S. Dollar Composite Index

• Memo from Division of Economic Analysis RE application of the MidAmerica Commodity Exchange for designation as a contract market in MidAm U.S. Dollar composite Index futures, 10/08/92.

1992

14

90

CTFC Meeting, 10/19

Recordkeeping Requirements / Rule 1.31

• Memo from Division of Economic Analysis RE recordkeeping requirements under Rule 1.31 of the Regulations, 10/09/92.

1992

14

91

CTFC Meeting, 11/05

Proposed Rule Revisions / Hybrid Instruments

• Memo from Division of Economic Analysis RE Proposed revisions to Commission Part 34, 10/27/92.

1992

14

92

CTFC Meeting, 11/05

MCE / 3-month Euro-dollar time Deposit Futures, Medium term U.S. Treasury Note Futures

• Memos from Division of Economic Analysis RE Applications of the MidAmerica commodity Exchange for designation as a contract market in - Medium-Term U.S. Treasury Note futures and futures options, 10/16/92.

- Options on three-month Eurodollar Time Deposit Futures, 10/16/92.

- Options on MidAm U.S. Dollar composite Index futures, 10/19/92.

1992

14

93

CTFC Meeting, 11/05

Quarterly Review, 4th Quarter FY 1992

• CFTC Quarterly Review, Fourth Quarter FY 1992.

1992

14

94

CTFC Meeting, 11/05

Proposed rules exempting SWAP agreements

• Memo from Joanne T. Medero, General Counsel RE Proposed rules exempting Swap agreements, 10/27/92.

1992

14

95

CTFC Meeting, 11/24

Broker Association Registration

• Memo from the Division of Trading and Markets RE Proposed Part 156 -- Registration of Broker Associations, 11/06/92.

1992


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